Compliance that works for you, not against you
AI-assisted compliance that helps you catch more, faster. Human-in-the-loop where it matters, technology handling the heavy lifting.
Compliance that reduces blind spots
Traditional compliance is reactive — you find out about issues after they happen. Ningi gives you the tools to run checks across client files, flag gaps, and surface risks. The AI handles the heavy lifting; you make the judgement calls.
Compliance built into every workflow
Not an afterthought. Not a separate module. Compliance is woven into the fabric of Ningi.
AI Review Templates
Define custom compliance checklists with AI prompts. Set importance levels, add pass/fail criteria, and run structured checks across client files, meeting transcripts, and documents. The AI grades each check and surfaces issues automatically.
Full Audit Trails
Every action, every change, every decision — automatically logged and timestamped. Client portal changes, document shares, permission updates, and compliance grades all tracked with complete transparency.
Vulnerability Assessment
Identify vulnerable clients based on age, health, life events, and financial circumstances. Vulnerability status is tracked in the MI Dashboard as a percentage of total clients, giving management real-time oversight.
Consumer Duty Alignment
Built-in tools to evidence good outcomes, fair value, and client understanding — the core pillars of Consumer Duty. AI checks meeting transcripts and documents against regulatory requirements.
Case Checking Workflows
Structured case checking built into onboarding and review workflows. Competent Adviser Status determines whether a compliance check is required — with manual override for compliance teams. Grade cases to progress workflows.
Centralised Oversight
View all active workflows, business cases, and compliance reviews from a single Group-level dashboard. Filter by adviser or status. Click any case to drill into the detail without switching context.
Define what to check. Let AI do the checking.
Create compliance review templates with specific AI prompts — tell the AI exactly what to look for, set importance levels, and define pass/fail criteria. Templates are reusable across all client files.
When you run a review, select the documents and meeting transcripts to include. The AI checks each prompt against the selected material, grades every check, and surfaces issues that need attention. Best results come from using the AI fact extraction first, so the system has structured data to work with.
The result: a structured, repeatable compliance review process that scales across your entire client book — without adding headcount.
Compliance confidence, built in
AI
Assisted
Intelligent compliance tools that help you work smarter
100%
Audit Trail
Every action logged, every decision traceable
Fewer
Blind Spots
Run checks across client files to reduce gaps
↑
Confidence
Ever-increasing confidence in your compliance position
“For the first time, compliance feels like it's working with us instead of slowing us down. The AI catches things we'd never have spotted manually.”
— Compliance Officer, IFA Network
Ready to make compliance effortless?
See how AI-assisted compliance gives you confidence without the overhead.
No lock-in. Modular pricing. Full support included.